Our Team

Chartered Financial Analyst^® (CFA^®) are licensed by the CFA^® Institute to use the CFA^® mark. CFA^® certification requirements: Hold a bachelor's degree from an accredited institution or have equivalent education or work experience, successful completion of all three exam levels of the CFA^® Program, have 48 months of acceptable professional work experience in the investment decision-making process, fulfill society requirements, which vary by society. Unless you are upgrading from affiliate membership, all societies require two sponsor statements as part of each application; these are submitted online by your sponsors.

The Accredited Investment Fiduciary^® (AIF^®) designation is granted by Broadridge, formerly known as fi360, formerly known as the Center for Fiduciary Studies. Those who earn the AIF^® mark, successfully complete a specialized program on investment fiduciary standards of care, pass a comprehensive examination and attest to a Code of Ethics.

The Wealth Management Specialist℠ (WMS℠) designation is granted by the College for Financial Planning^®, a Kaplan Company. Those who earn the WMS℠ mark successfully complete an educational program covering fundamental financial planning and wealth management concepts and pass a final examination. Aimed at new advisors and financial support staff, it offers a faster pathway to proficiency than the CFP^® certification, focusing on practical wealth accumulation and management strategies for clients.